The collection of confidential non-public information is essential for the financial planning process as well as investment advisory services. Samuel Rad has and his team have always placed an extremely high priority on maintaining the confidentiality of our clients’ personal and financial information.
Categories of nonpublic personal information about our clients that we collect will vary based upon the scope of the client engagement. Confidential information that we collect may include the following:
We do not share your information with any affiliated/nonaffiliated entities other than those that are authorized by you or those who need to know that information in order for us to provide services agreed upon, such as to service an account, execute a transaction, or:
We treat information concerning our former clients or prospects in the same manner that we treat information about our current clients.
We have established policies to maintain physical, electronic, and procedural safeguards in order to maintain the confidentiality of the personal information of our customers. Appropriate measures are taken to ensure that access is available to those individuals who need to know that information in order to provide our products and services.